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250 River Park North Drive, Woodstock, GA 30188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-22 |
| NY | RA | APPROVED | 2021-11-16 |
| TX | RA | APPROVED_RES | 2019-12-09 |
Branch Locations
97 Main Street, East Rocaway, NY 11518 • United States
250 River Park North Drive, Woodstock, GA 30188 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodstock Financial Group, Inc. | Far Rockaway | NY | 05/2001 | 12/2019 |
| Woodstock Wealth Management | Atlanta | GA | 08/2018 | Present |
| St Bernard Financial Services, Inc. | Russellville | AR | 06/2020 | 12/2021 |
1. FESSLER FINANCIAL, Inc.; INVESTMENT RELATED; 97 MAIN STREET, EAST ROCAWAY, NY 11518; DBA for relationship with Woodstock Wealth Management, Inc. , Buy and Sell Real Estate and Private Short Term Real Estate Financing; OWNER; STARTED 06/2004; DEVOTES APPROXIMATE 5-10 HOURS A MONTH of WHICH 2 ARE DURING TRADING HOURS; operate branch office for Woodstock Wealth Management, Inc., Buy and Sell Real Estate and Private Short Term Real Estate Financing 2.LIGHTNING FUNDING INC (S-CORP); NOT INVESTMENT RELATED; 97 Main Street, East Rockaway, NY 11518; Mortgage LOAN ORIGINATION; OWNER; STARTED 03/2003; DEVOTES APPROXIMATE 20 HOURS A MONTH WHICH 1 TO 2 ARE DURING TRADING HOURS; DUTIES INCLUDE Mortgage LOAN ORIGINATING 3.ALGREN ASSOCIATES; INVESTMENT RELATED; 450 LEXINGTON AVE, 4TH FLOOR, NEW YORK, NY 10017; Life Insurance; BROKER; STARTED 02/2004; DEVOTES APPROXIMATE 3 TO 5 HOURS A MONTH WHICH NONE ARE DURING TRADING HOURS; TAKE LIFE INSURANCE APPLICATIONS 4.Dennis Miller Insurance 60 West Park Ave, Long Beach, NY 11561; Sell P&C Insurance; Independent Contractor; Started 4/2020; Devotes approximately 5 hours a month which none are during trading hours; sell P&C insurance 5. Second Solar Sunrise; Not Investment Related; 7620 Rivers Ave, Suite 370-337, North Charleston, SC 29406; Energy Adviser; Stared 12/2022; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH NONE ARE DURING TRADING HOURS; Offers Solar Energy Solutions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-28 |
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