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Current Employers
Woodstock Wealth Management, Inc.

250 River Park North Drive, Woodstock, GA 30188 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-22
NY RA APPROVED 2021-11-16
TX RA APPROVED_RES 2019-12-09
  • FL RA
    APPROVED
    Since 2024-01-22
  • NY RA
    APPROVED
    Since 2021-11-16
  • TX RA
    APPROVED_RES
    Since 2019-12-09

Branch Locations

97 Main Street, East Rocaway, NY 11518 • United States

250 River Park North Drive, Woodstock, GA 30188 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Woodstock Financial Group, Inc. Far Rockaway NY 05/2001 12/2019
Woodstock Wealth Management Atlanta GA 08/2018 Present
St Bernard Financial Services, Inc. Russellville AR 06/2020 12/2021
  • 05/2001 → 12/2019
    Woodstock Financial Group, Inc.
    Far Rockaway, NY
  • 08/2018 → Present
    Woodstock Wealth Management
    Atlanta, GA
  • 06/2020 → 12/2021
    St Bernard Financial Services, Inc.
    Russellville, AR
Other Businesses

1. FESSLER FINANCIAL, Inc.; INVESTMENT RELATED; 97 MAIN STREET, EAST ROCAWAY, NY 11518; DBA for relationship with Woodstock Wealth Management, Inc. , Buy and Sell Real Estate and Private Short Term Real Estate Financing; OWNER; STARTED 06/2004; DEVOTES APPROXIMATE 5-10 HOURS A MONTH of WHICH 2 ARE DURING TRADING HOURS; operate branch office for Woodstock Wealth Management, Inc., Buy and Sell Real Estate and Private Short Term Real Estate Financing 2.LIGHTNING FUNDING INC (S-CORP); NOT INVESTMENT RELATED; 97 Main Street, East Rockaway, NY 11518; Mortgage LOAN ORIGINATION; OWNER; STARTED 03/2003; DEVOTES APPROXIMATE 20 HOURS A MONTH WHICH 1 TO 2 ARE DURING TRADING HOURS; DUTIES INCLUDE Mortgage LOAN ORIGINATING 3.ALGREN ASSOCIATES; INVESTMENT RELATED; 450 LEXINGTON AVE, 4TH FLOOR, NEW YORK, NY 10017; Life Insurance; BROKER; STARTED 02/2004; DEVOTES APPROXIMATE 3 TO 5 HOURS A MONTH WHICH NONE ARE DURING TRADING HOURS; TAKE LIFE INSURANCE APPLICATIONS 4.Dennis Miller Insurance 60 West Park Ave, Long Beach, NY 11561; Sell P&C Insurance; Independent Contractor; Started 4/2020; Devotes approximately 5 hours a month which none are during trading hours; sell P&C insurance 5. Second Solar Sunrise; Not Investment Related; 7620 Rivers Ave, Suite 370-337, North Charleston, SC 29406; Energy Adviser; Stared 12/2022; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH NONE ARE DURING TRADING HOURS; Offers Solar Energy Solutions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-15
S63 Uniform Securities Agent State Law Examination 1995-12-28
  • S65 Uniform Investment Adviser Law Examination
    2002-04-15
  • S63 Uniform Securities Agent State Law Examination
    1995-12-28
Designations
Other Names
  • Scott Darren Fessler

View on SEC IAPD

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