Derrick Lamar Lowery

Cartersville, GA • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-01-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney	Atlanta	GA	10/2011	11/2016
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2016
Oppenheimer & Co. Inc.	Atlanta	GA	11/2016	01/2020
Brookwood Wealth Advisors, Llc	Cartersville	GA	01/2020	Present

10/2011 → 11/2016

Morgan Stanley Smith Barney

Atlanta, GA
01/2015 → 11/2016

Morgan Stanley Private Bank, National Association

New York, NY
11/2016 → 01/2020

Oppenheimer & Co. Inc.

Atlanta, GA
01/2020 → Present

Brookwood Wealth Advisors, Llc

Cartersville, GA

Budget Committee Member/ Trinity Baptist Church/Non-investment related/Cartersville, GA,10/2015, 1 hr/month outside trading hours.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-02
S63	Uniform Securities Agent State Law Examination	1995-12-22