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Gerald M Hamm

Raymond James & Associates, Inc.

Mobile, AL

CRD 2689289

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-19
AL RA APPROVED 2018-12-04
  • TX RA
    APPROVED
    Since 2019-02-19
  • AL RA
    APPROVED
    Since 2018-12-04

Branch Locations

21 West 1-65 Service Road North, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Akron OH 06/2015 11/2018
Bank Of America, N.A. Akron OH 11/2015 11/2018
Raymond James & Associates, Inc. Mobile AL 11/2018 Present
Previous Registrations
Other Businesses

100% OWNER -SHELLHORN REALTY, LLC - BUYS AND SELLS RENTAL PROPERTY - NOT INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-01
  • S66 Uniform Combined State Law Examination
    2015-09-01
Other Names
  • Mark Hamm
  • Gerald Markel Hamm

View on SEC IAPD

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