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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 07/2007 | 06/2019 |
| Ameriprise Financial Services, Inc. | San Antonio | TX | 06/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Fort Mill | SC | 03/2020 | 10/2024 |
| Lpl Financial Llc | Fort Mill | SC | 11/2024 | Present |
1) 11/2024- 3 Jan Street B Ocean Isle Beach - Real Estate Rental -Property Co-owner - Inv. Related- Ocean Isle Beach, NC - start date 08/2020 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-03 |
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