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Matthew J Barhorst

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-13
  • SC RA
    APPROVED
    Since 2024-11-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 07/2007 06/2019
Ameriprise Financial Services, Inc. San Antonio TX 06/2019 03/2020
Ameriprise Financial Services, Llc Fort Mill SC 03/2020 10/2024
Lpl Financial Llc Fort Mill SC 11/2024 Present
Previous Registrations
  • 2019-06-12 → 2024-10-24
    Lancaster, PA
    Minneapolis, MN
    Minneapolis, MN
    Fort Mill, SC
    Imperial Beach, CA
    La Mesa, CA
    San Diego, CA
    Covina, CA
    North Hollywood, CA
    North Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Downingtown, PA
    Downey, CA
    Inglewood, CA
    Chula Vista, CA
    Santa Ana, CA
    Torrance, CA
    El Cajon, CA
    Glendale, CA
    San Diego, CA
    Pasadena, CA
    Los Angeles, CA
    San Diego, CA
    Great Neck, NY
    Santa Clarita, CA
    San Diego, CA
    Chula Vista, CA
    San Diego, CA
    Stroudsburg, PA
    Encinitas, CA
    San Diego, CA
    Carson, CA
    Nazareth, PA
    Stroudsburg, PA
    West Chester, PA
    New Hartford, NY
    Bear, DE
    Fairport, NY
    New York, NY
    West Orange, NJ
    Devon, PA
    Monticello, KY
    Pawtucket, RI
    Burlington, KY
    Longwood, FL
    Jupiter, FL
    Newport, KY
    Cincinnati, OH
    Greensburg, PA
    East Greenwich, RI
    Peabody, MA
    Colonial Heights, VA
    Henrico, VA
    Chester, VA
    Midlothian, VA
    Cuyahoga Falls, OH
    Wayland, MI
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Fredericksburg, VA
    Richmond, VA
    Grand Rapids, MI
    Morgantown, WV
    Grand Blanc, MI
    Saint Charles, MI
    Fenton, MI
    Farmington Hills, MI
    Flushing, NY
    Saint Charles, MI
    Fredericksburg, TX
    Wexford, PA
    Fredericksburg, TX
    Fort Mill, SC
  • 2007-07-27 → 2019-06-20
    Fort Mill, SC
    Charlotte, NC
  • 2005-07-11 → 2007-07-12
    Charlotte, NC
    Charlotte, NC
  • 2002-05-02 → 2004-07-15
    Cetera Investment Services Llc
    Hamilton, OH
Other Businesses

1) 11/2024- 3 Jan Street B Ocean Isle Beach - Real Estate Rental -Property Co-owner - Inv. Related- Ocean Isle Beach, NC - start date 08/2020 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-14
S63 Uniform Securities Agent State Law Examination 1996-01-03
  • S66 Uniform Combined State Law Examination
    2001-02-14
  • S63 Uniform Securities Agent State Law Examination
    1996-01-03
Other Names
  • Matt Barhorst
  • Matthew John Barhorst
  • Matthew J Barhorst

View on SEC IAPD

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