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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-08-19 |
Branch Locations
23632 Calabasas Rd, Ste 106, Calabasas, CA 91302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Calabasas | CA | 08/2005 | Present |
1. STONE RIDGE WEALTH MANAGEMENT-INSURANCE SALES, FIXED ANNUITIES, LIFE INSURANCE (08/19/2005). 2. 11/05/2014 - STONERIDGE PRIVATE WEALTH MANAGEMENT INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - CALABASAS, CA 3. 7/16/2018 - IA Collaborative/ Adler Weiner Research - Investment Related - Various Location(s) - Other-Research Surveys - Start Date:07/17/2018 - 2 Hours Per Month/0 Hours During Trading. 4. 12/5/2019 - Not Investment Related - Investment Related - West Hills, CA 91307 - Real Estate Rental - Started 04/01/2014 - 0 Hours Per Month - Two Condo unit rental. 5. 07/20/2022 - No Business Name - Investment Related - West Hills, CA 91307-7135, West Hills, CA 91307 - Real Estate Rental - Start Date - 04/01/2014 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 06/09/2025 - SHARONE ROTKOPF - Real Estate Rental - Investment Related - Home Based - Start Date:04/05/2025 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-08 |
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