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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S.CApital Advisors Llc | Houston | TX | 10/2010 | Present |
| Usca Securities Llc | Houston | TX | 10/2010 | Present |
| Usca Ria Llc | Houston | TX | 10/2010 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1) DYNAMIC HEALTH STRATEGIES, LLC, NOT INVESTMENT-RELATED, 2425 FOUNTAINVIEW DR., SUITE 310, HOUSTON, TX 77057, MEMBER OF BOARD OF DIRECTORS, 05/2014, 12 HOURS/MONTH DEVOTED TO ACTIVITY, 0 HOURS/MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS. 2) TOWNE CENTER VENTURE, LLP, NOT INVESTMENT-RELATED, 2001 KIRBY DR., STE. 610, HOUSTON, TX 77019, MANAGEMENT OF SHOPPING CENTERS, GENERAL PARTNER, 10/2018, DEVOTE 1 HOUR PER MONTH TO ACTIVITY, DEVOTE 0 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, SIGN CHECKS & DOCUMENTS WHEN NEEDED AS GENERAL PARTNER. 3) DJS LAND COMPANY LTD., NOT INVESTMENT-RELATED, 2001 KIRBY DR., STE. 610, HOUSTON, TX 77019, REAL ESTATE MANAGEMENT, GENERAL PARTNER, 10/2018, DEVOTE 1 HOUR PER MONTH TO ACTIVITY, DEVOTE 0 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, SIGN CHECKS & DOCUMENTS WHEN NEEDED AS GENERAL PARTNER. 4) RANDALL MINERAL COMPANY, LTD., NOT INVESTMENT-RELATED, 2001 KIRBY DR., STE. 610, HOUSTON, TX 77019, MANAGEMENT OF OIL, GAS & OTHER MINERALS, GENERAL PARTNER, 10/2018, DEVOTE 1 HOUR PER MONTH TO ACTIVITY, DEVOTE 0 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, SIGN CHECKS & DOCUMENTS WHEN NEEDED AS GENERAL PARTNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 1997-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-16 |
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