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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-08 |
Branch Locations
4830 W. Kennedy Blvd Suite 800, Tampa, FL 33609-2557 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 06/2005 | 09/2022 |
| Fisher Investments | Tampa | FL | 10/2022 | 08/2025 |
| Walser Wealth Management Company, Llc | Tampa | FL | 09/2025 | 01/2026 |
| Mml Investors Services, Llc | Tampa | FL | 07/2026 | Present |
| Massmutual Life Insurance Company | Tampa | FL | 07/2026 | Present |
| Unemployed | Tampa | FL | 01/2026 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-08 |
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