Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-03
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2014-10-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1435 Burlingame Ave, Burlingame, CA 94010 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burlingame CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Burlingame CA 11/2016 Present
Previous Registrations
  • 2010-03-02 → 2011-01-03
    Wells Fargo Investments, Llc
    Burlingame, CA
  • 2009-10-23 → 2010-03-01
    Menlo Park, CA
    Burlingame, CA
    San Francisco, CA
  • 2004-05-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Burlingame, CA
    Palo Alto, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2004-02-25 → 2004-05-25
    Citicorp Investment Services
    San Mateo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-19
S63 Uniform Securities Agent State Law Examination 1996-01-17
  • S66 Uniform Combined State Law Examination
    2003-11-19
  • S63 Uniform Securities Agent State Law Examination
    1996-01-17
Other Names
  • Reiko Mizumura

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Burlingame, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor