Richard Gerard Lewis

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-05-02
NJ	RA	APPROVED	2012-06-01

FL RA
APPROVED

Since 2019-05-02
NJ RA
APPROVED

Since 2012-06-01

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

45 Mountain Blvd, Warren, NJ 07059 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-04-18
NJ	RA	APPROVED	2012-06-18

FL RA
APPROVED

Since 2019-04-18
NJ RA
APPROVED

Since 2012-06-18

Branch Locations

8 Mountain Blvd, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kim Financial Group	Warren	NJ	01/2002	Present
Lincoln Investment	Warren	NJ	06/2012	Present

01/2002 → Present

Kim Financial Group

Warren, NJ
06/2012 → Present

Lincoln Investment

Warren, NJ

Previous Registrations

2008-07-17 → 2012-06-01

Cincinnati Analysts, Inc.

Warren, NJ

Cincinnati, OH
2008-04-16 → 2008-06-25

Osaic Fs, Inc.

Skillman, NJ

Concord, NH
2004-08-27 → 2008-02-11

Cincinnati Analysts, Inc.

Warren, NJ

Warren, NJ
2002-05-17 → 2004-06-30

Voya Financial Advisors, Inc.

Bridgewater, NJ

Other Businesses

S.A.F.E. INFORMATION SERVICES, LLC POSITION: Owner of Currently Inactive Company NATURE: Benefits Information INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 13719 Luna Drive, Naples FL 34109, United States DESCRIPTION: Advise Public sector employees concerning their employee benefit package BRIAN LEWIS, RICHARD LEWIS, RAE KIM AND SUSAN L. LEWIS AS PARTIAL OWNERS D/B/A TENTH STREET PARTNERS POSITION: Co-Owner NATURE: Real Estate Owners INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2015 ADDRESS: "The Accolade", 90 Bay St. Landing Unit 8F, Staten Island NY 10301, United States DESCRIPTION: I will be responsible for receiving monthly rent and making the monthly expense payments STATE AND FEDERAL EMPLOYEE BENEFITS CONSULTING GROUP S.A.F.E. LLP POSITION: Owner/Partner NATURE: Benefits Consultant/Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2008 ADDRESS: 45 Mountain Blvd, Building D, Warren NJ 07059, United States DESCRIPTION: DBA for Lincoln business. Pay bills, oversee payroll, etc. KIM FINANCIAL GRP POSITION: Owner/Partner/Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 45 Mountain Blvd, Suite, Warren NJ 07059, United States DESCRIPTION: I sold life insurance products in the past & service the insureds