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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-14 |
| MS | RA | APPROVED | 2024-03-15 |
| OH | RA | APPROVED | 2019-12-05 |
| IN | RA | APPROVED | 2017-03-20 |
| MN | RA | APPROVED | 2014-01-16 |
| NE | RA | APPROVED | 2012-04-25 |
| ND | RA | APPROVED | 2012-04-09 |
| SD | RA | APPROVED | 2012-04-02 |
| WI | RA | APPROVED | 2012-03-30 |
| MI | RA | APPROVED | 2011-10-05 |
| AR | RA | APPROVED | 2011-10-04 |
| IL | RA | APPROVED | 2011-10-04 |
| IA | RA | APPROVED | 2011-10-04 |
| KS | RA | APPROVED | 2011-10-04 |
| MO | RA | APPROVED | 2011-10-04 |
| OK | RA | APPROVED | 2011-10-04 |
| TX | RA | APPROVED | 2011-10-04 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
707 2Nd Ave S, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Distributors | Minneapolis | MN | 03/2011 | Present |
Name of Activity: OMNI CLOTHING LLC; Date Activity Started/modified/ended: 03/16/2018; Type of Activity: SMALL BUSINESS; Role/Relationship: OFFICER; Responsibilities: RETAIL CLOTHING STORE; Income Per Year: NO INCOME; Total hours Per Month: 0 - 20; Hours During Trading Hours per Month: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END-----
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-05 |
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