Brian Scott Gutner

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2015-04-23

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2015-04-23

Branch Locations

New York, NY • United States

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Garden City	NY	11/1995	Present
Bank Of America, Na	Garden City	NY	12/2009	Present

11/1995 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
12/2009 → Present

Bank Of America, Na

Garden City, NY

Other Businesses

I*29522 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: ATTORNEY INVESTMENT RELATED: ADDRESS OF BUSINESS: NATURE OF BUSINESS: OTHER, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: OUTSIDE EMPLOYMENT OR BUSINESS INTEREST

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-27
S63	Uniform Securities Agent State Law Examination	1996-02-13

S65 Uniform Investment Adviser Law Examination

1996-02-27
S63 Uniform Securities Agent State Law Examination

1996-02-13

Other Names

Brian S Gutner

View on SEC IAPD