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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
170 English Landing Drive Suite 221B, Parkville, MO 64152 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Parkville | MO | 11/1995 | 11/2024 |
| Prudential Insurance Company Of America | Parkville | MO | 11/1995 | Present |
| Lpl Enterprise, Llc | Parkville | MO | 11/2024 | Present |
1) 11/18/2024- Real Estate Rental- Owner of property- INV Related- Parkville, MO- Start Date 07/07/1995- 1hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-15 |
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