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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-01
  • NY RA
    APPROVED
    Since 2026-04-01

Branch Locations

East Rockaway, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Hewlett NY 08/2016 04/2017
E*Trade Capital Management Llc Garden City NY 12/2018 08/2023
E*Trade Securities Llc Garden City NY 12/2018 08/2023
Ubs Financial Services Inc. New York NY 10/2023 03/2024
Morgan Stanley Garden City NY 03/2023 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 04/2017 12/2018
Bank Of America, N.A. Garden City NY 04/2017 12/2018
Unemloyed East Rockaway NY 09/2023 10/2023
Fidelity Investments Garden City NY 04/2024 03/2026
Fidelity Investments Boston MA 03/2025 03/2026
Empower Financial Services, Inc Greenwood Village CO 03/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2026 Present
  • 08/2016 → 04/2017
    Hsbc Bank Usa, N.A.
    Hewlett, NY
  • 12/2018 → 08/2023
    E*Trade Capital Management Llc
    Garden City, NY
  • 12/2018 → 08/2023
    E*Trade Securities Llc
    Garden City, NY
  • 10/2023 → 03/2024
    New York, NY
  • 03/2023 → 08/2023
    Morgan Stanley
    Garden City, NY
  • 04/2017 → 12/2018
    Garden City, NY
  • 04/2017 → 12/2018
    Bank Of America, N.A.
    Garden City, NY
  • 09/2023 → 10/2023
    Unemloyed
    East Rockaway, NY
  • 04/2024 → 03/2026
    Fidelity Investments
    Garden City, NY
  • 03/2025 → 03/2026
    Fidelity Investments
    Boston, MA
  • 03/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2026 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-12
S63 Uniform Securities Agent State Law Examination 1995-12-28
  • S66 Uniform Combined State Law Examination
    2004-11-12
  • S63 Uniform Securities Agent State Law Examination
    1995-12-28
Other Names
  • James M Lang
  • James Lang

View on SEC IAPD

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