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Mark Tincher

LPl Financial LLC

Huntersville, NC

Fort Mill, SC

CRD 2687776

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-06
SC RA APPROVED 2026-01-06
  • NC RA
    APPROVED
    Since 2026-01-06
  • SC RA
    APPROVED
    Since 2026-01-06

Branch Locations

Huntersville, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 02/2008 04/2024
Tiaa Charlotte NC 02/2008 04/2024
Morgan Stanley Charlotte NC 12/2024 12/2025
Unemployed Huntersville NC 04/2024 12/2024
Lpl Financial Llc Fort Mill SC 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-12
S63 Uniform Securities Agent State Law Examination 1996-04-10
  • S65 Uniform Investment Adviser Law Examination
    2008-09-12
  • S63 Uniform Securities Agent State Law Examination
    1996-04-10
Other Names
  • Mark Carroll Tincher
  • Mark Carrol Tincher

View on SEC IAPD

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