Kevin Patrick Brockman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Lpl Financial Llc
  Bingham Farms, MI

Other Businesses

(1)06/08/2004 - OUTSIDE SALES OF NON-VARIABLE INSURANCE. (2) 04/01/08 - ACT IN A FIDUCIARY CAPACITY, WALTER & NANCY BROCKMAN (PARENTS), I AM LISTED AS CO-SUCCESSOR TRUSTEE ON THIER LIVING TRUST W/MY BROTHER. (3) 04/02/08 - ACT IN A FIDUCIARY CAPACITY, NAMED AS A SUCCESSOR TRUSTEE IN MY AUNT MARY O'DONNELL'S LIVING TRUST. (4) 10/31/2014 - STONEBRIDGE FINANCIAL ASSOCIATES, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 40 HOURS PER MONTH - BINGHAM FARMS, MI (5)9/14/2017 - Stonebridge Financial Associates, LLC - Investment Related - 24255 W. Thirteen Mile, Suite 290, Bingham Farms, MI 48025 - Real Estate Rental - Started 02/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-24
• S63 Uniform Securities Agent State Law Examination
  1996-01-10

Designations

• Certified Financial Planner