Thomas Alfred Paulson

Employer firm

Thomas A. Paulson, Jr., Dba, Thomas A. Paulson, Jr., Cpa CRD 130738

$4.34M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thomas A. Paulson, Jr., Dba, Thomas A. Paulson, Jr., Cpa

Loveland, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2004-07-29

CO RA
APPROVED

Since 2004-07-29

Branch Locations

Loveland, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thomas A Paulson Jr Cpa Pc	Loveland	CO	01/1995	Present
Multi-Financial Securities Corporation	Loveland	CO	02/1999	Present

01/1995 → Present

Thomas A Paulson Jr Cpa Pc

Loveland, CO
02/1999 → Present

Multi-Financial Securities Corporation

Loveland, CO

Previous Registrations

1999-09-17 → 2004-07-22

Cetera Advisors Llc

Loveland, CO

Other Businesses

THOMAS A. PAULSON, JR., CPA, P.C. NON-INVESTMENT RELATED. TAX PREPARATION AND SMALL BUSINESS ACCOUNTING PRESIDENT AND SOLE OWNER. START DATE: 1995 AVERAGE HOURS/MONTH: 120 AVG HOURS DURING SECURITES TRADING HOURS: 80 HRS/MO DUTIES: TAX PREP, ACCOUNTING, ADMINISTRATIVE.

Designations

Personal Financial Specialist

Other Names

Paulson Jr.

View on SEC IAPD