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Stanley Lee Crisci

Rbc Capital Markets, LLC

Indianapolis, IN

Carmel, IN

CRD 2687393

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
IN RA APPROVED 2013-10-03
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • IN RA
    APPROVED
    Since 2013-10-03

Branch Locations

8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States

Carmel, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Indianapolis IN 09/2013 Present
City National Bank Indianapolis IN 08/2019 Present
  • 09/2013 → Present
    Indianapolis, IN
  • 08/2019 → Present
    City National Bank
    Indianapolis, IN
Previous Registrations
  • 2013-02-13 → 2013-09-03
    Indianapolis, IN
  • 2008-11-28 → 2013-02-13
    Morgan Keegan & Company, Llc
    Indianapolis, IN
  • 2006-04-04 → 2008-11-28
    Cincinnati, OH
    Westfield, IN
    Noblesville, IN
    Plainfield, IN
    Noblesville, IN
    Danville, IN
    Fishers, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Avon, IN
    Lafayette, IN
    Alexandria, IN
    Indianapolis, IN
    Indianapolis, IN
    Lafayette, IN
    Carmel, IN
    Indianapolis, IN
    Elwood, IN
    West Lafayette, IN
    Lafayette, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Fishers, IN
    Zionsville, IN
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

(1) NAME OF ENTITY: KILT GROUP INDY; ADDRESS: N/A; BUSINESS DESCRIPTION: RESTAURANT; START DATE: 12/01/2011; NOT INVESTMENT RELATED; CAPACITY: OWNER PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING TRADING: NONE; (2) NAME OF ENTITY: BOTTLENECK MANAGEMENT; ADDRESS:: 670 W HUBBARD STREET, CHICAGO, IL 60654; BUSINESS DESCRIPTION: RESTAURANT OWNERSHIP; START DATE: 03/01/2010; NOT INVESTMENT RELATED; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING TRADING: NONE; (3) NAME OF ENTITY: BCC REAL ESTATE: ADDRESS: 414 SHOEMAKER DR. CCARMEL, IN 46032; BUSINESS DESCRIPTION: REAL ESTATE; START DATE: 08/01/2007; NOT INVESTMENT RELATED; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING TRADING: NONE; (4) NAME OF ENTITY: KAI HOLDINGS; ADDRESS: 10412 ALLISONVILLE DR., STE 204, FISHERS, IN 46038; BUSINESS DESCRIPTION: REAL ESTATE: START DATE: 11/18/2004; INVESTMENT RELATED; CAPACITY; OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 8; HOURS DEVOTED DURING TRADING HOURS: NONE; (5) HORSE RACING; ADDRESS: HOOSIER PARK, ANDERSON, IN; BUSINESS DESCRIPTION: HORSE RACING; NOT INVESTMENT RELATED; START DATE: 08/15/2017; CAPACITY: OWNER-PASSIVE; DUTIES: HOBBY; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (6) BONITA BEAHWALK INTENT TO BE A CANDIDATE ON THE HOA OF CONDO IN FLORIDA; ADDRESS: 15751 SAN CARLOS BLVD, FT. MEYERS, FL 33908; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CONDO ASSOCIATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 04/01/2019; DUTIES: BOARD MEETING TO DECIDE THE BEST OUTCOME FOR THE COMMUNITY; HOURS DEVOTED PER MONTH: 2 PER QUARTER; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (7) Name: The O'connor house Address: 45 N Village Dr. Carmel In 46032 Business Description: Non for profit charity Business is not investment related Projected Start Date: 08/05/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: Help make decisions for the O'connor house Teen pregnancy, support and help raise money for the house. Devoted to this OBA per Month: 2 Hours Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-31
S63 Uniform Securities Agent State Law Examination 1996-01-23
  • S65 Uniform Investment Adviser Law Examination
    2006-07-31
  • S63 Uniform Securities Agent State Law Examination
    1996-01-23

View on SEC IAPD

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