Gregory Allen Phillips

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 12/1997 → Present
  Phillips Financial Aid Services
  Irwin, PA
• 10/2014 → 03/2022
  Gregory Phillips - Real Estate 1113 S. Atherton
  Irwin, PA
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Irwin, PA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Irwin, PA
  Rockville, MD
• 2006-08-14 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Rockville, MD
  Irwin, PA
• 2004-11-12 → 2006-08-16
  Osaic Fa, Inc.
  Harrison City, PA
  Harrison City, PA
• 2003-04-14 → 2003-12-03
  Veravest Investment Advisors, Inc.
  Pittsburgh, PA

Other Businesses

1. 05/2025-Phillips Financial LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/01/2006- 2 Hours Per Month- 2 Hours During Trading 2. 05/2025- Gregory A Phillips-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2000- 8 Hours Per Month- 1 Hours During Trading 3. 05/2025- Phillips Financial LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/04/2002- 160 Hours Per Month- 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-10-28
• S63 Uniform Securities Agent State Law Examination
  1995-12-29

Designations

• Chartered Financial Consultant