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Current Employers
Princeton Global Asset Management Llc

17 Hulfish Street Suite 240, Princeton, NJ 08542 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-09-21
PA RA APPROVED 2017-09-18
  • NJ RA
    APPROVED
    Since 2017-09-21
  • PA RA
    APPROVED
    Since 2017-09-18

Branch Locations

17 Hulfish Street Suite 240, Princeton, NJ 08542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald Wealth Partners Yardley PA 05/2016 07/2017
Prepair Financial Newtown PA 07/2017 11/2017
Princeton Global Asset Management Princeton NJ 09/2017 Present
  • 05/2016 → 07/2017
    Cantor Fitzgerald Wealth Partners
    Yardley, PA
  • 07/2017 → 11/2017
    Prepair Financial
    Newtown, PA
  • 09/2017 → Present
    Princeton Global Asset Management
    Princeton, NJ
Previous Registrations
  • 2017-08-02 → 2017-11-01
    Prepair Financial
    Newtown, PA
  • 2016-09-19 → 2017-07-12
    Cantor Fitzgerald Wealth Partners, Llc
    Yardley, PA
    New York, NY
  • 2013-12-13 → 2016-06-15
    King Of Prussia, PA
  • 2006-02-23 → 2013-11-07
    Bala Cynwyd, PA
Other Businesses

Robert Spadaford is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Princeton Global Asset Management always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Princeton Global Asset Management in such individual's outside capacity. Robert Spadaford is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Princeton Global Asset Management always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Princeton Global Asset Management in their capacity as a licensed insurance agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
  • S66 Uniform Combined State Law Examination
    2006-01-30
Other Names
  • Robert Gerard Spadaford

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