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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| NY | RA | APPROVED | 2021-08-01 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | Melville | NY | 05/2013 | Present |
PANTILES II - NEW YORK LLC MANAGING DIRECTOR RESTAURANT OWNERSHIP, NO ASSETS AS OF 05/01/2013. 100 HOURS PER MONTH, 0-5 DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-26 |
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