Therese M Stockenberg

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 12/2016
  Diversified Investment Advisors
  Chester Springs, PA
• 12/2018 → 11/2019
  Morgan Stanley Smith Barney Llc
  Atlanta, GA
• 01/2017 → 12/2018
  Unemployed
  Roswell, GA
• 11/2019 → 10/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
• 10/2020 → 10/2024
  Morgan Stanley Smith Barney Llc
  Atlanta, GA
• 11/2024 → Present
  Transamerica Investors Securities Corporation
  Roswell, GA
• 10/2024 → Present
  Transamerica Life Insurance Company
  Roswell, GA

Previous Registrations

• 2023-11-20 → 2024-11-07
  Morgan Stanley
  Atlanta, GA
  Alpharetta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-17
• S63 Uniform Securities Agent State Law Examination
  2003-04-22

Other Names

• Therese Dizon
• Therese Margaret Dizon
• Therese Margaret Dizon
• Therese Margaret Dizon Stockenberg
• Therese Stockenberg
• Therese M Stockenberg