Brian Howard Frank

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Morgan Stanley & Co., Incorporated
  Atlanta, GA
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Atlanta, GA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Atlanta, GA
• 2003-02-25 → 2007-04-02
  Morgan Stanley Dw Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

1.Real Estate, Yes, Personal home and rental property, Sole Proprietor / Owner / Partner, 09/2014, During Business hours 1, After Business hours 10, Ridge Big Sky Montana 2.Meadow Montana Management LLC; Investment related:Yes; Big Sky Montana; real estate, Purchase property for rental purposes; Co-owner(proprietor, partner, officer, director, employee, trustee, agent); Sep 2017; During business hours: 0; After business hours: 2; Rental property 5. *412716 - Lending; Investment related Yes; Dunwoody, GA; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 0; After business hours: 1.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-19
• S65 Uniform Investment Adviser Law Examination
  1995-11-16