Jason Donald Finley

Employer firm

Finley Financial, LLC CRD 131442

$260M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Finley Financial, Llc

11421 Rain Canyon Ave, 102, Las Vegas, NV 89135 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-07-26
TX	RA	APPROVED_RES	2021-01-31
OR	RA	APPROVED	2004-10-22

NV RA
APPROVED

Since 2024-07-26
TX RA
APPROVED_RES

Since 2021-01-31
OR RA
APPROVED

Since 2004-10-22

Branch Locations

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Finley Financial, Llc	Las Vegas	NV	04/2004	Present

04/2004 → Present

Finley Financial, Llc

Las Vegas, NV

Previous Registrations

2002-03-08 → 2004-07-21

Securities America Advisors, Inc.

Mc Minnville, OR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-10
S63	Uniform Securities Agent State Law Examination	1995-12-16

S65 Uniform Investment Adviser Law Examination

1996-09-10
S63 Uniform Securities Agent State Law Examination

1995-12-16

Designations

Certified Financial Planner

Other Names

Jay Finley

View on SEC IAPD