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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-28 |
Branch Locations
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
7200 S Alton Way Suite A-110, Centennial, CO 80112 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2015 | 07/2026 |
| Cambridge Investment Research Advisors, Inc. | Farifield | IA | 11/2015 | 07/2026 |
| Ausdal Financial Partners, Inc | Davenport | IA | 07/2026 | Present |
1) HARTMANN FINANCIAL SOLUTIONS, LLC,; INVESTMENT RELATED; CENTENNIAL, CO,; OUTSIDE INSURANCE SALES; AGENT/ MANAGING MEMBER; ACTIVITY BEGAN IN 1995; I DEVOTE LESS THAN 5 HOURS PER MONTH TO THIS ACTIVITY WITH LESS THAN ONE HOUR DURING TRADING HOURS; OUTSIDE INSURANCE SALES AS NEEDED FOR CLIENTS. 2) HARTMANN FINANCIAL ADVISORS. LLC,; INVESTMENT RELATED; CENTENNIAL, CO; DBA; OWNER; ACTIVITY BEGAN JAN 2012; I DEVOTE APPX 140 HOURS TO THIS ACTIVITY PER MONTH ALL DURING TRADING HOURS; MANAGE CLIENT PORTFOLIOS. 3) WHITE FLOCK INC.; NOT INVESTMENT REALTED; CENTENNIAL, CO; S-CORP FOR PAYROLL; OWNER; ACTIVITY BEGAN 06/2012; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY WITH NONE OF THIS TIME DURING TRADING HOURS; PAYROLL PROCESSING FOR EMPLOYEES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-28 |
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