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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bracken Financial, Inc. | Mooresville | NC | 05/1994 | Present |
| Cambridge Investement Research, Inc. | Fairfield | IA | 04/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2016 | Present |
1. BRACKEN FINANCIAL, MOORESVILLE, NC, 4/1994 AS OWNER/INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITY & LTC PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 20 HR/WK - 2/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. BRACKEN FINANCIAL, 134 Hideaway Ln, Mooresville NC 28117, 04/2016, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-27 |
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