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Cynthia Sue-Elaine Rothman

Edward Jones

Loveland, CO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-10-04
TX RA APPROVED 2022-10-04
  • CO RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

3760 E 15Th Street Suite 101A, Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Greeley CO 07/2007 Present
Greeleytribune / Denver Post Greeley CO 10/2007 10/2021
  • 07/2007 → Present
    Edward Jones
    Greeley, CO
  • 10/2007 → 10/2021
    Greeleytribune / Denver Post
    Greeley, CO
Previous Registrations
  • 2021-08-02 → 2022-01-04
    Edward Jones
    Greeley, CO
    St Louis, MO
    Windsor, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-31
S63 Uniform Securities Agent State Law Examination 2021-04-27
  • S65 Uniform Investment Adviser Law Examination
    2021-07-31
  • S63 Uniform Securities Agent State Law Examination
    2021-04-27
Other Names
  • Cyndi Heaton
  • Cyndi Rothman
  • Cynthia S E Heaton
  • Cynthia Sue Elaine Rothman
  • Cynthia S Rothman

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · LOVELAND, CO
OSAIC WEALTH, INC. · Loveland, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Loveland, CO
THRIVENT INVESTMENT MANAGEMENT INC. · Loveland, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOVELAND, CO
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LPL FINANCIAL LLC · LOVELAND, CO
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