David Joseph Novick

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-02
PA	RA	APPROVED	2019-09-23

TX RA
APPROVED

Since 2021-02-02
PA RA
APPROVED

Since 2019-09-23

Branch Locations

Union, NJ • United States

235 North Sycamore St., Newton, PA 18940 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York University	New York	NY	02/2007	Present
Prometheus Capital Management Corp.	Yardley	PA	11/2003	09/2019
The Investment Center Inc	Yardley	PA	09/2011	09/2019
Cambridge Investment Research, Inc	Fairfield	IA	09/2019	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2019	Present

02/2007 → Present

New York University

New York, NY
11/2003 → 09/2019

Prometheus Capital Management Corp.

Yardley, PA
09/2011 → 09/2019

The Investment Center Inc

Yardley, PA
09/2019 → Present

Cambridge Investment Research, Inc

Fairfield, IA
09/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2004-06-22 → 2019-09-20

Prometheus Capital Management Corp.

Yardley, PA
2002-08-26 → 2003-06-16

Msi Financial Services, Inc.

Marlton, NJ

Other Businesses

1. SHIR AMI SYNAGOGUE MEN'S CLUB, 101 RICHBORO RD, NEWTOWN, PA, 03/2019. BOARD MEMBER OF FINANCE COMMITTEE, BUDGETING AND ASSIST WITH FUNDRAISING. NIR-6/MO-0/TRADING. 2. INDEPENDENT INSURANCE AGENT, 936 CHERRY LN, NEWTOWN, PA, 11/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-6/MO-4/TRADING. 3. COMPREHENSIVE INSURANCE RISK MANAGEMENT LLC, 235 N SYCAMORE ST, NEWTOWN, PA, 9/2019 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15/MO - 15/TRADING. 4. COMPUTER CONSULTANT, NEWTOWN, PA, 01/2019. SET UP AND SERVICE HARDWARE/SOFTWARE. NIR-25/YR-0/TRADING. 5. RENTAL PROPERTY OWNER, NEWTOWN, PA, 07/2008. NIR-10/MO-0/TRADING. 6. NEW YORK UNIVERSITY, SCHOOL OF PROFESSIONAL STUDIES 11 WEST 42ND ST STE 400, NEW YORK, NY, 02/2007. ADJUNCT INSTRUCTOR OF FINANCE. NIR-20 HR/MO - 0 HR/MO TRADING. 7. CALLE FINANCIAL NETWORK, LLC, 235 North Sycamore Street, Newtown PA 18940, United States, 09/23/2019, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 132 HR/MO TRADING 8. CIRA, 1776 PLEASANT PLAIN, FAIRFIELD, IA, ADV REP OF REGISTERED INV ADVISOR, INV REL,IAR, 09/23/19, 20/WK-20/TRADING 9. BUCKS BUSINESS GROUP, Newtown PA 18940, United States, 01/01/2022, Treasurer, Networking, NIR, 3 HR/MO - 0 HR/MO TRADING 10. RIDER UNIVERSITY / 2083 Lawrencevile Road, Lawrenceville NJ 08648 / 01/25/2022 / NIR / ADJUNCT INSTRUCTOR - TEACHING PERSONAL FINANCE PLANNING COURSE / 16 HR/MO - 0 HR/MO TRADING 11. RIDER UNIVERSITY, 2083 Lawrenceville Road, Lawrenceville, NJ 08648, 01/2022, W2 Employee, Author/Educator/Podcast/Speaker, NIR, 20 HR/MO - 0 HR/MO TRADING 12. BUCKS BUSINESS GROUP, Newtown PA 18940, United States, 01/01/2022, Treasurer, Networking, NIR, 3 HR/MO - 0 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-23
S63	Uniform Securities Agent State Law Examination	1996-02-13

S65 Uniform Investment Adviser Law Examination

1999-09-23
S63 Uniform Securities Agent State Law Examination

1996-02-13

Designations

View on SEC IAPD