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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-05 |
| CT | RA | APPROVED | 1996-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MA | 11/1995 | Present |
| Bank Of America, N.A. | Springfield | MA | 07/2011 | Present |
I*1177261 For profit or not for profit: Entity Charitable Name of outside business organization: South Windsor Boys Lacrosse Investment related: N Address of business: South Windsor, Connecticut, 06074, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 6/30/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , President of the board. Encourage the participation of young athletes to play Lacrosse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-29 |
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