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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-27 |
| NJ | RA | APPROVED | 2009-01-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Manasquan | NJ | 01/2009 | Present |
CENTER PLAYERS / 35 SOUTH STREET FREEHOLD,NJ 07728 / FOUNDATION/ SPORT & LEISURE FACILITIES / THEATER COMPANY / OFFICER / / AS TREASURER WITH CHECK SIGNING AUTHORITY / START DATE 4/15/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-05 |
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