Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2016-02-11 |
| TX | RA | APPROVED_RES | 2008-05-07 |
| SC | RA | APPROVED | 2007-04-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Augusta | GA | 11/1995 | Present |
| Bank Of America,Na | Augusta | GA | 12/2009 | Present |
1)FOR-PROFIT ORGANIZATIONSEA TOW CLARKS HILL LAKEPO BOX 271CORNELIUSUNITED STATESNORTH CAROLINA28031NY10MONTHLY04/15/2012PART-TIMEPART TIME INDEPENDENT CONTRACTOR STATUS FOR SEA TOW. SEA TOW IS A TOW BOAT SERVICE OPERATING ON LAKE THURMOND. US COAST GUARD LICENSED OPERATORS ARE REQUIRED TO PERFORM COMMERCIAL ACTIVITIES ON FEDERAL WATERWAYS. DUTIES - OPERATING TOW BOAT.LLCN 3/27/2012 16:48 CASKEY, WILLIAM : I CURRENTLY HOLD A USCG CAPTAINS LICENSE. THIS IS A COMMERCIAL TOWING SERVICE THAT NEEDS PART TIME CAPTAINS TO HELP WITH WEEKEND WORK DURING SUMMER BOATING SEASON. POSITION IS THE WATER EQUIVALENT OF A TOW TRUCK DRIVER BUT REQUIRES A LICENSED CAPTAIN. BUSINESS IS IN NO WAY RELATED TO THE FINANCIAL INDUSTRY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-24 |
Reach out to this advisor