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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-07
NE RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2015-05-07
  • NE RA
    APPROVED
    Since 2008-01-01

Branch Locations

6003 Old Cheney Rd Ste 200, Lincoln, NE 68516 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lincoln NE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lincoln NE 11/2016 Present
Previous Registrations
  • 1999-07-31 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lincoln, NE
    Lincoln, NE
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-04
  • S63 Uniform Securities Agent State Law Examination
    1995-12-04
Other Names
  • Robert Joseph Finder
  • Bob Finder

View on SEC IAPD

Other Firms

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