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Sunbelt Securities, Inc. CRD 42180
$2.64B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-23 |
| VA | RA | APPROVED | 2023-10-13 |
| WA | RA | APPROVED | 2022-01-26 |
| AZ | RA | APPROVED | 2019-11-20 |
| CT | RA | APPROVED | 2019-07-18 |
| AR | RA | APPROVED | 2019-05-24 |
| LA | RA | APPROVED | 2019-05-21 |
| TX | RA | APPROVED | 2019-05-16 |
| WY | RA | APPROVED | 2019-04-23 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Houston | TX | 06/2009 | 03/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2019 |
| Sunbelt Securities, Inc. | Houston | TX | 04/2019 | Present |
Broadway Cottage (OBA): Not investment related. 126 Broadway, York, ME 03909. Rental Property. Owner. No relationship. Start: 10/2/2024. 1 hour per week, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-12 |
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