Best Investors Account Sign in
Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-23
FL RA APPROVED 2015-03-04
TX RA APPROVED 2015-03-04
  • NJ RA
    APPROVED
    Since 2025-05-23
  • FL RA
    APPROVED
    Since 2015-03-04
  • TX RA
    APPROVED
    Since 2015-03-04

Branch Locations

Barnegat, NJ • United States

Fort Lauderdale, FL • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco Private Ledger, Corp) Fort Lauderdale FL 06/2001 Present
Private Advisor Group, Llc Ft. Lauderdale FL 01/2015 Present
  • 06/2001 → Present
    Lpl Financial Llc (Formerly: Linsco Private Ledger, Corp)
    Fort Lauderdale, FL
  • 01/2015 → Present
    Ft. Lauderdale, FL
Previous Registrations
  • 1998-05-06 → 2011-05-02
    Peter Kraus, Llc
    Glastonbury, CT
    Wethersfield, CT
Other Businesses

1.12/30/2011; Investment products and services are offered through LPL Financial LLC using the DBA/trade name PK Wealth Management; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.03/03/2015; (Hybrid) Private Advisor Group LLC / Private Advisor Group LLC; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 10/22/2015; 200hrs/mth; 6hrs during trading; 3.12/08/2016; (Hybrid) PK WEALTH MANAGEMENT; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/01/2015; 155hrs/mth; 155hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 155 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.03/25/2025; PK Tax Services; Tax Prep/Accounting/CPA; Not Investment Related; Fort Lauderdale,FL; Start Date 03/12/2025; 30hrs/mth; 20hrs during trading 5.08/20/2026; Jordan Kraus Supplemental Needs Trust; Act in a Fiduciary Capacity; Not Investment Related; Fort Lauderdale,FL; Start Date 01/21/2015; 2hrs/mth; 1hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-24
S65 Uniform Investment Adviser Law Examination 1995-12-28
  • S63 Uniform Securities Agent State Law Examination
    2001-07-24
  • S65 Uniform Investment Adviser Law Examination
    1995-12-28
Designations
  • Certified Financial Planner

View on SEC IAPD

More in Barnegat, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor