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Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-23 |
| FL | RA | APPROVED | 2015-03-04 |
| TX | RA | APPROVED | 2015-03-04 |
Branch Locations
Fort Lauderdale, FL • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco Private Ledger, Corp) | Fort Lauderdale | FL | 06/2001 | Present |
| Private Advisor Group, Llc | Ft. Lauderdale | FL | 01/2015 | Present |
1.12/30/2011; Investment products and services are offered through LPL Financial LLC using the DBA/trade name PK Wealth Management; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.03/03/2015; (Hybrid) Private Advisor Group LLC / Private Advisor Group LLC; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 10/22/2015; 200hrs/mth; 6hrs during trading; 3.12/08/2016; (Hybrid) PK WEALTH MANAGEMENT; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/01/2015; 155hrs/mth; 155hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 155 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.03/25/2025; PK Tax Services; Tax Prep/Accounting/CPA; Not Investment Related; Fort Lauderdale,FL; Start Date 03/12/2025; 30hrs/mth; 20hrs during trading 5.08/20/2026; Jordan Kraus Supplemental Needs Trust; Act in a Fiduciary Capacity; Not Investment Related; Fort Lauderdale,FL; Start Date 01/21/2015; 2hrs/mth; 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-24 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-28 |
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