Kwame Julius James

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 07/2017
  Alan B. Lancz And Associates, Inc
  Toledo, OH
• 10/2020 → 03/2021
  Fisher Investments
  Plano, TX
• 08/2017 → 03/2020
  Pnc Bank
  Cincinnati, OH
• 03/2020 → 10/2020
  Unemployed
  Atlanta, GA
• 05/2021 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, GA

Previous Registrations

• 2021-01-01 → 2021-03-16
  Fisher Investments
  Plano, TX
  Plano, TX
• 2017-02-02 → 2017-02-23
  Alan B. Lancz & Associates, Inc.
  Toledo, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-28
• S63 Uniform Securities Agent State Law Examination
  2013-09-16

Designations

• Chartered Financial Analyst

Other Names

• Kwame James
• Kwame J James
• Kwame Julius James