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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-25 |
Branch Locations
30 S Wacker Drive Ste 4000, Chicago, IL 60606 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-08-23 |
Branch Locations
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | St. Louis | MO | 02/2010 | 07/2018 |
| Wells Fargo Clearing Services Llc | Chicago | IL | 08/2018 | Present |
JJBD LLC; INVESTMENT RELATED; HOFFMAN, ESTATES, IL; RESIDENTIAL RENTAL PROPERTIES; CO-OWNER; START DTAE 10/2012; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE OF SPOUSE'S TRUST; INV. RELATED; HOFFMAN ESTATES, IL; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-06 |
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