Tammy Presley Santi

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 07/2016 → 04/2017
  Medix It
  Denver, CO
• 11/2017 → 02/2018
  Uber
  Conifer, CO
• 12/2017 → 02/2018
  Lyft
  Conifer, CO
• 05/2017 → 11/2017
  Unemployed
  Conifer, CO
• 07/2021 → Present
  Schwab Wealth Advisory Inc
  Lone Tree, CO

Previous Registrations

• 2009-07-20 → 2010-01-22
  Edward Jones
  St Louis, MO
  Lakewood, CO
• 2004-03-26 → 2005-01-11
  J.P. Morgan Asset Management
  Dallas, TX
• 1996-01-26 → 2005-01-05
  Banc One Securities Corporation
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2021-09-02
• S63 Uniform Securities Agent State Law Examination
  2018-07-03
• S65 Uniform Investment Adviser Law Examination
  1998-11-23

Other Names

• Tammy Sue Poppenhouse
• Tammy Sue Presley
• Tammy Sue Santi