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Deatra Jeanne Harrington

LPl Financial LLC

Mccleary, WA

CRD 2685103

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-08-16
  • WA RA
    APPROVED
    Since 2007-08-16

Branch Locations

Mccleary, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Hoquiam WA 08/2007 Present
Previous Registrations
  • 2009-10-12 → 2011-03-31
    Financial Advocates Advisory Services
    Olympia, WA
  • 2005-09-14 → 2007-08-15
    Cetera Investment Services Llc
    Aberdeen, WA
    Aberdeen, WA
Other Businesses

1. 12/26/2007 - NON-VARIABLE INSURANCE - HARRINGTON FINANCIAL - IN THE COURSE OF FINANCIAL PLANNING I DISCOVER A NEED FOR LTC, RESEARCH, GIVE QUOTES, RECOMMEND AND PROCESS PAPERWORK APPLICATIONS. - TIME SPENT 3% - HOQUIAM, WA. 2. 1/9/2008 - NON-VARIABLE INSURANCE - SELL FIXED INSURANCE AS NEEDED. - 5% OF HOURS - HOQUIAM, WA. 3. 7/12/2017 - Harrington Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2013 - 160 Hours Per Month/4 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-08
S63 Uniform Securities Agent State Law Examination 1995-12-01
  • S66 Uniform Combined State Law Examination
    2005-09-08
  • S63 Uniform Securities Agent State Law Examination
    1995-12-01
Other Names
  • Deatra Lambert
  • Deatra Jeanne Harrington
  • Dee Harrington

View on SEC IAPD

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