Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2007-08-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hoquiam | WA | 08/2007 | Present |
1. 12/26/2007 - NON-VARIABLE INSURANCE - HARRINGTON FINANCIAL - IN THE COURSE OF FINANCIAL PLANNING I DISCOVER A NEED FOR LTC, RESEARCH, GIVE QUOTES, RECOMMEND AND PROCESS PAPERWORK APPLICATIONS. - TIME SPENT 3% - HOQUIAM, WA. 2. 1/9/2008 - NON-VARIABLE INSURANCE - SELL FIXED INSURANCE AS NEEDED. - 5% OF HOURS - HOQUIAM, WA. 3. 7/12/2017 - Harrington Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2013 - 160 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-01 |
Reach out to this advisor