James Jason Stokes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Other Businesses

I*101526 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AUGUST JUNE PROPERTIES, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32216 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/28/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE ENTITY IS BEING CREATED TO BE THE OWNER OF A BUILDING THAT MY WIFE AND I ARE ATTEMPTING TO BUY TO BE THE PERMANENT LOCATION FOR HER BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-13
• S63 Uniform Securities Agent State Law Examination
  1996-05-17

Other Names

• Jason Stokes