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Brian Thomas Calfee

Morgan Stanley

Houston, TX

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-06-06
IL RA APPROVED 2019-05-31
TX RA APPROVED 2019-05-31
  • NM RA
    APPROVED
    Since 2019-06-06
  • IL RA
    APPROVED
    Since 2019-05-31
  • TX RA
    APPROVED
    Since 2019-05-31

Branch Locations

Houston, TX • United States

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 05/2009 05/2019
Bank Of America, N.A. Northbrook IL 11/2009 05/2019
Morgan Stanley Deerfield IL 05/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-25
S63 Uniform Securities Agent State Law Examination 1996-01-16
  • S65 Uniform Investment Adviser Law Examination
    1996-01-25
  • S63 Uniform Securities Agent State Law Examination
    1996-01-16
Other Names
  • Tom Calfee
  • Brian Thomas Calfee
  • B Thomas Calfee
  • B Thomas Calfee

View on SEC IAPD

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