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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-10-27
  • NC RA
    APPROVED
    Since 2021-10-27

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 10/2008 04/2020
Ally Invest Securities Llc Charlotte NC 04/2020 Present
Ally Invest Advisors Charlotte NC 10/2021 Present
  • 10/2008 → 04/2020
    Robert W. Baird & Co.
    Milwaukee, WI
  • 04/2020 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 10/2021 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-02
  • S66 Uniform Combined State Law Examination
    2006-02-02
Designations
Other Names
  • Ryan Nathanial Zutter

View on SEC IAPD

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