Edmund Nicholas Kane

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → 07/2020
  Pruco Securities Corporation
  Rosemont, IL
• 11/2021 → 03/2023
  Wendy F. Jacobson-Rosen | Financial Professional | Prudential Ad
  Lake Zurich, IL
• 07/2020 → 11/2021
  Unemployed
  Streamwood, IL
• 01/2022 → 02/2023
  Pruco Securities, Llc.
  Lake Zurich, IL
• 06/2023 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 06/2023 → Present
  Nuveen Asset Management Llc
  Chicago, IL
• 07/1995 → 07/2020
  Pruco Securities, Llc.
  Rosemont, IL
• 02/2023 → 06/2023
  Unemployed
  Streamwood, IL

Previous Registrations

• 2022-02-23 → 2023-03-08
  Pruco Securities, Llc.
  Northbrook, IL
  Lake Zurich, IL
• 2015-12-07 → 2020-07-16
  Pruco Securities, Llc.
  Rosemont, IL
  Downers Grove, IL

Exams

• S66 Uniform Combined State Law Examination
  2015-04-07
• S63 Uniform Securities Agent State Law Examination
  2001-05-08

Other Names

• Edmund Kosakowski
• Edmund Nicholas Kane
• Edmund Kane
• Edmund N Kane