David Arthur Bauer

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-11-14

IN RA
APPROVED

Since 2025-11-14

Branch Locations

Canton, GA • United States

111 Congressional Blvd. Suite 100, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment	Wyncote	PA	03/2015	Present
Shepherd Financial	Carmel	IN	02/2015	Present

03/2015 → Present

Lincoln Investment

Wyncote, PA
02/2015 → Present

Shepherd Financial

Carmel, IN

Other Businesses

SHEPHERD FINANCIAL POSITION: Director of investment management NATURE: Retirement plan advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 02/05/2015 ADDRESS: 111 Congressional Blvd, Ste 100, Carmel IN 46032 DESCRIPTION: Investment research

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-14
S63	Uniform Securities Agent State Law Examination	1996-01-11

S66 Uniform Combined State Law Examination

2025-10-14
S63 Uniform Securities Agent State Law Examination

1996-01-11