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Current Employers
Concorde Asset Management, Llc

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-12-12
MN RA APPROVED 2023-02-21
CO RA APPROVED 2022-11-30
AR RA APPROVED 2022-09-08
CA RA APPROVED 2022-08-18
WA RA APPROVED 2022-08-18
  • SC RA
    APPROVED
    Since 2023-12-12
  • MN RA
    APPROVED
    Since 2023-02-21
  • CO RA
    APPROVED
    Since 2022-11-30
  • AR RA
    APPROVED
    Since 2022-09-08
  • CA RA
    APPROVED
    Since 2022-08-18
  • WA RA
    APPROVED
    Since 2022-08-18

Branch Locations

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

112 West Elm St, Hanford, CA 93230 • United States

3323 S Fairway St Suite 11, Visalia, CA 93277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Gospel Outreach Tegucigalpa 07/2005 08/2017
Unemployed Hanford CA 09/2017 10/2017
Scf Securities, Inc. Fresno CA 10/2017 08/2022
Scf Investment Advisors, Inc. Fresno CA 12/2017 08/2022
Concorde Investment Services Ann Arbor MI 08/2022 Present
Concorde Asset Management Ann Arbor MI 08/2022 Present
Athena Financial Group Hanford CA 08/2022 Present
  • 07/2005 → 08/2017
    World Gospel Outreach
    Tegucigalpa
  • 09/2017 → 10/2017
    Unemployed
    Hanford, CA
  • 10/2017 → 08/2022
    Scf Securities, Inc.
    Fresno, CA
  • 12/2017 → 08/2022
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 08/2022 → Present
    Concorde Investment Services
    Ann Arbor, MI
  • 08/2022 → Present
    Concorde Asset Management
    Ann Arbor, MI
  • 08/2022 → Present
    Athena Financial Group
    Hanford, CA
Previous Registrations
  • 2017-12-07 → 2022-08-26
    Scf Investment Advisors, Inc.
    Hanford, CA
    San Diego, CA
    Hanford, CA
Other Businesses

1) Athena Financial Group, Investment related, 800 N Irwin St, Hanford CA, 93230; dba for Financial Advisor Firm. Owner/Financial Advisor, provide advisory services under registered rep and Investment advisory licenses, Start date 08/15/2022, 11-20 hours/month during non business hours, 40+ hours during business hours. 2) Rotary Club of Hanford, Non Investment related, Hanford CA 93230, Charity of Non Profit Organization, Club member, assist in activities to raise funds for local causes, Start 01/2020, 6-10 hours/month, during non trading hours, 1-5 hours/month during trading hours. 3) CASA of Kings County, Non Investment related, 101 N Irwin St, Suite 110B, Hanford CA 93230, Charity or Non Profit Organization, Board Member/CFO/Treasurer, provide advocates for foster children throught the court system, fundraise to support the CASA Activities, Start date 04/2021, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 4) Gideons International, Non Investment related, PO Box 140800 Nashville TN 37214, Charity or Non Profit Organization, Vice President of Local Camp, Club member, help raise funds to purchase bibles for distribution to local hotels, motels and schools. Start date 02/01/2021, 1-5 hours/month during non trading hours, 1-5 hours/month trading hours. 5) Concorde Asset Management, Investment Related, Ann Arbor, Mi, Investment Adviser Representative, assist clients with financial planning, Start date 08/2022, Full Time During Trading Hours, 6) Butts Revocable Trust, Investment related, 420 W Malone St, Hanford CA 93230, Trust, Trustee of trust to distribute assets. Start date, 03/01/2023, 1-5 hours/month during non business, 1-5/month during trading hours. 7) AFG Partners Inc, Investment related, 112 W Elm St, Hanford CA 93230, S Corp for partnership for dba Athena Financial Group, Partner, 30% partner in AFG Partners that uses the dba Athena Financial Group, 11-20 hours/month during non trading hours, 40 hours/month during trading hours. 8) First Christian Reformed Church of Hanford. Non-investment related. Elder on the Governing Council. Start date: 9/1/2024. 2175 Leoni Drive, Hanford, CA 93230. 1-5 hours during non-trading hours. 1-5 hours during trading hours. 9) Rental Home. Investment related. Bella Vista, AR. Owner/landlord of rental property. Start date: 1/15/2026. 1-5 hours/month during non-trading hours. 1-5 hours/month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-05
S63 Uniform Securities Agent State Law Examination 2017-11-01
  • S65 Uniform Investment Adviser Law Examination
    2017-12-05
  • S63 Uniform Securities Agent State Law Examination
    2017-11-01

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