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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29

Branch Locations

3020 S State Route 59, Naperville, IL 60564-8017 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-11
  • IL RA
    APPROVED
    Since 2025-12-11

Branch Locations

Naperville 3020 State Route 59, Naperville, IL 60564 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcf Bank Niles IL 05/2002 10/2021
The Huntington National Bank Schaumburg IL 10/2022 02/2026
The Huntington Investment Company Schaumburg IL 11/2021 02/2026
The Huntington Investment Company Naperville IL 02/2026 Present
Ameriprise Financial Services, Llc Naperville IL 06/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-10
S63 Uniform Securities Agent State Law Examination 2023-07-15
  • S66 Uniform Combined State Law Examination
    2025-12-10
  • S63 Uniform Securities Agent State Law Examination
    2023-07-15
Other Names
  • James Paul Trabadela

View on SEC IAPD

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