Tony Shek Yin Wong

Current Employers

Employment History

• 08/2015 → 03/2017
  Metlife Securities Inc
  New York, NY
• 03/2017 → 05/2021
  Mml Investors Services, Llc
  New York, NY
• 07/2016 → 05/2021
  Massmutual Life Insurance Co
  New York, NY
• 05/2021 → Present
  Guardian Life Insurance Company
  New York, NY
• 05/2021 → Present
  Park Avenue Securities
  New York, NY

Previous Registrations

• 2006-07-13 → 2015-08-04
  Hsbc Securities (Usa) Inc.
  New York, NY

Other Businesses

1) Brooklyn Apartment Rental: I own this residential property. I've been renting to my long term tenant for years. My wife manage it. Start Date: 10/01/2008 Address: 325 Marine Ave Apt A1 Brooklyn, NY 11209 1 hours per month will be spend on this Outside Business Activity 0 hours per month during normal securities trading hours Investment related 2) Board member of YMCA in Chinatown: Board Member Start Date: 01/01/2021 Address: 237 Bowery New York, NY 10002 4 hours per month will bou spend on this Outside Business Activity 0 hours per month during normal securities trading hours Not Investment Related 3) Vacation home rental: Short term rental of my vacation home Start Date: 01/01/2011 Address: 1413 pine cone rd. Pocono Pines, PA 18350 1 hours per month will be spend on this Outside Business Activity 1 hours per month during normal securities trading hours Investment related, 4) Residential rental : I rent out my apartment to my tenant. Start Date: 07/15/2020 Address: 60 West 13th st apt 4C New York, NY 10011 1 hours per month will be spend on this Outside Business Activity 1 hours per month during normal securities trading hours Investment related, 5) Health Insurance Agent, Insurance outside of Guardian, Start: 01/31/2024, Address: home based, 20 total business hours per month, 10 during securities trading hours, Greater than 10% annual compensation, Investment related, 6) Ash Brokerage-Insurance other than Guardian, Start: 7/1/2025, Address: 136-20 38th Ave., Suite# 8J, Flushing, NY 11354, 20 total hours per month; 20 during securities trading hours, Investment related, >10% Annual Compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-21
• S63 Uniform Securities Agent State Law Examination
  1995-12-04

Designations

Other Names

• Tony Wong
• Shek Yin Wong
• Shek Yin Wong