Michael Joseph Puls

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2003-06-10

CA RA
APPROVED

Since 2003-06-10

Branch Locations

600 Hampshire Road Suite 211, Westlake Village, CA 91361 • United States

680 E. Colorado Blvd Suite 180, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	06/2003	Present

06/2003 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2001-05-15 → 2003-06-10

Wells Fargo Investments, Llc

Pasadena, CA

Other Businesses

1. FIXED INSURANCE SALES UNDER BUSINESS NAME ARBOR FINANCIAL SERVICES, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. ARBOR FINANCIAL SERVICES, OPERATING COMPANY FOR SECURITIES AND INSURANCE BUSINESS, AS OWNER AND PRESIDENT, CONDUCTED FROM BRANCH, INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-13
S65	Uniform Investment Adviser Law Examination	1996-06-13

S63 Uniform Securities Agent State Law Examination

1996-06-13
S65 Uniform Investment Adviser Law Examination

1996-06-13

Other Names

Michael J Puls

View on SEC IAPD