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9000 Keystone Crossing Suite 400, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders And Bales Financial Serv. | Indianapolis | IN | 10/1993 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 09/2012 | 11/2025 |
| Spc | Annn Arbor | MI | 09/2012 | 11/2025 |
1. SANDERS AND BALES FINANCIAL SERV.; not investment-related; 2106 East 86th Street Indianapolis, IN 46240; account practice; VP until 1/1/2026, then President; various, simultaneously between account and investments; prepare tax returns, bookkeeping, everything needed to be done in an accounting practice. 2. Sheridan United Methodist Church, Sheridan, IN. Finance Chair and Member of "Planning Giving" Committee. not investment-related; No pay and no check signing capabilities; Start date for Finance Chair - January 2017. Approx. 1-2 hrs/mo, none during trading hrs.; review financial info and lead committee on church collection and spending activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-16 |
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