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Kelly Simms

J.P. Morgan Securities LLC

Redwood City, CA

CRD 2683921

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1001 El Camino Real, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Redwood City CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Redwood City CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Redwood City, CA
    San Carlos, CA
    Redwood City, CA
  • 2006-02-23 → 2009-05-02
    Wamu Investments, Inc.
    Redwood City, CA
    Redwood City, CA
    San Carlos, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-24
  • S63 Uniform Securities Agent State Law Examination
    1996-01-24
Other Names
  • Kelly Marie Simms

View on SEC IAPD

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