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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-04-13
  • OH RA
    APPROVED
    Since 2018-04-13

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Lebanon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Cincinnati OH 11/1995 05/2017
Unemployed Lebanon OH 06/2017 04/2018
Fifth Third Securities Cincinnat OH 04/2018 Present
Fifth Third Bank Cincinnati OH 04/2018 Present
  • 11/1995 → 05/2017
    Fidelity Brokerage Services, Inc.
    Cincinnati, OH
  • 06/2017 → 04/2018
    Unemployed
    Lebanon, OH
  • 04/2018 → Present
    Fifth Third Securities
    Cincinnat, OH
  • 04/2018 → Present
    Fifth Third Bank
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-22
S63 Uniform Securities Agent State Law Examination 1995-12-12
  • S66 Uniform Combined State Law Examination
    2008-02-22
  • S63 Uniform Securities Agent State Law Examination
    1995-12-12

View on SEC IAPD

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