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Robert J Mike

Morgan Stanley

Pittsford, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1250 Pittsford Victor Road Suite 350, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Pittsford NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Pittsford, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Rochester, NY
    Rochester, NY
  • 2005-02-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Batavia, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
  • 2002-04-10 → 2005-02-03
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-30
S63 Uniform Securities Agent State Law Examination 1995-12-22
  • S65 Uniform Investment Adviser Law Examination
    2001-04-30
  • S63 Uniform Securities Agent State Law Examination
    1995-12-22
Other Names
  • Robert John Mike
  • Robert Johnathan Mike
  • Robert Mike

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY
OSAIC WEALTH, INC. · Pittsford, NY

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